SUBJECT_IDENTITY:

Joaquin DuatoExecutive Portfolio & SEC Filing Analysis

Quantitative tracking of individual C-Suite capital flows and historical trading performance.

Overall Action / Bias
NET LIQUIDATION
SOURCE: SEC_EDGARSTATUS: VERIFIED

Automated_Intelligence_Dossier :: Joaquin Duato

Based on the latest data extracted directly from the Securities and Exchange Commission (SEC) EDGAR database, this page provides a comprehensive breakdown of the insider trading activity associated with Joaquin Duato. Tracking the liquidity events of Tier-1 corporate insiders provides critical asymmetric market intelligence.

During the analyzed reporting window, the subject has been formally affiliated with and executed transactions across 1 public entity. The primary market vehicles involved in these Form 4 filings are: JNJ.

Our quantitative models calculate an aggregate nominal transaction volume of $319.58M USD across all associated tickers. By isolating voluntary open-market purchases against voluntary open-market sales (excluding automated tax withholdings and option grants), the portfolio exhibits a negative capital flow of $95.16M USD. This structural dynamic results in an overall classification of NET LIQUIDATION for the executive's current market posture.

* Note: The SEC requires all directors, officers, and principal stockholders (holding more than 10% of a company's equity) to file a Form 4 detailing their transactions within two business days. The data below reflects these mandatory disclosures.

Affiliated_Tickers

1

PUBLIC COMPANIES
Filing_Events

125

TOTAL TRANSACTIONS LOGGED
Latest_Filing

2026.08.13

ISO_8601 FORMAT

Corporate_Affiliations_Overview

JNJ

Volume:$319.6M
Transactions:125
Last Active:2026.08.13
Loading chart...
Entity / TimelineTransaction TypeSharesMarket Move 30DNominal Value
Duato JoaquinDirector, CEO and Chairman of the Board2026.08.13 · CODE_M · SEQ_4
OPTION_EXERCISE
SEC_VERIFIED
123,291PENDING$0.00
Duato JoaquinDirector, CEO and Chairman of the Board2026.08.13 · CODE_S · SEQ_3
OPEN_MARKET_SALE
SEC_VERIFIED
102,315PENDING$26,704,215.00
Duato JoaquinDirector, CEO and Chairman of the Board2026.08.13 · CODE_S · SEQ_2
OPEN_MARKET_SALE
SEC_VERIFIED
20,976PENDING$5,495,712.00
Duato JoaquinDirector, CEO and Chairman of the Board2026.08.13 · CODE_M · SEQ_1
OPTION_EXERCISE
SEC_VERIFIED
123,291PENDING$14,261,069.97
Duato JoaquinDirector, CEO and Chairman of the Board2026.08.05 · CODE_S · SEQ_2
OPEN_MARKET_SALE
SEC_VERIFIED
6,523PENDING$1,687,754.50
Duato JoaquinDirector, CEO and Chairman of the Board2026.08.05 · CODE_S · SEQ_1
OPEN_MARKET_SALE
SEC_VERIFIED
41,957PENDING$10,827,255.59
Duato JoaquinCEO2026.02.15 · CODE_A · SEQ_14
EQUITY_AWARD
SEC_VERIFIED
9,459-1.6%$0.00
Duato JoaquinCEO2026.02.15 · CODE_A · SEQ_13
EQUITY_AWARD
SEC_VERIFIED
131,734-1.6%$0.00
Duato JoaquinCEO2026.02.15 · CODE_M · SEQ_12
OPTION_EXERCISE
SEC_VERIFIED
4,505-1.6%$0.00
Duato JoaquinCEO2026.02.15 · CODE_M · SEQ_11
OPTION_EXERCISE
SEC_VERIFIED
3,682-1.6%$0.00
Duato JoaquinCEO2026.02.15 · CODE_F · SEQ_8
TAX_WITHHOLDING
SEC_VERIFIED
1,960-1.6%$477,162.00
Duato JoaquinCEO2026.02.15 · CODE_M · SEQ_7
OPTION_EXERCISE
SEC_VERIFIED
4,505-1.6%$0.00
Duato JoaquinCEO2026.02.15 · CODE_F · SEQ_6
TAX_WITHHOLDING
SEC_VERIFIED
1,602-1.6%$390,006.90
Duato JoaquinCEO2026.02.15 · CODE_M · SEQ_5
OPTION_EXERCISE
SEC_VERIFIED
3,682-1.6%$0.00
Duato JoaquinCEO2026.02.13 · CODE_M · SEQ_10
OPTION_EXERCISE
SEC_VERIFIED
73,054+0.4%$0.00
Duato JoaquinCEO2026.02.13 · CODE_M · SEQ_9
OPTION_EXERCISE
SEC_VERIFIED
3,469+0.4%$0.00
Duato JoaquinCEO2026.02.13 · CODE_F · SEQ_4
TAX_WITHHOLDING
SEC_VERIFIED
31,679+0.4%$7,747,099.45
Duato JoaquinCEO2026.02.13 · CODE_M · SEQ_3
OPTION_EXERCISE
SEC_VERIFIED
73,054+0.4%$0.00
Duato JoaquinCEO2026.02.13 · CODE_F · SEQ_2
TAX_WITHHOLDING
SEC_VERIFIED
989+0.4%$241,859.95
Duato JoaquinCEO2026.02.13 · CODE_M · SEQ_1
OPTION_EXERCISE
SEC_VERIFIED
3,469+0.4%$0.00
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Frequently Asked Questions

>When did Joaquin Duato last file a Form 4?

The latest SEC Form 4 associated with Joaquin Duato was recorded on 2026.08.13.

>Should investors follow Joaquin Duato's trades?

Insider trades by Joaquin Duato across JNJ can signal executive conviction, but should be evaluated alongside open-market vs. planned (10b5-1) transaction types.

>Is Joaquin Duato currently buying or selling stock?

Based on recent SEC Form 4 filings, Joaquin Duato's overall market bias is classified as NET LIQUIDATION, with a net capital flow of $95.16M USD.

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