MARKET_TICKER: PFG

PRINCIPAL FINANCIAL GRPInsider Trading & SEC Form 4 Analysis

Institutional analysis of internal capital flows based on SEC Form 4 filings.

Executive Sentiment
BEARISH
SOURCE: EDGAR_SYSTEMSTATUS: VERIFIED

Automated_Intelligence_Report :: PFG

Algorithmic analysis of recent insider trading activity for PFG reveals a bearish posture among the C-suite and board members. Based on the latest SEC Form 4 filings, we have tracked capital events executed by 22 distinct corporate insiders. The aggregate nominal exposure during this reporting cycle reached $15.01M.

Market dynamics show a negative net capital flow of $2.88M when isolating open-market purchases versus open-market sales. Interestingly, a significant portion of the total volume is driven by the exercise of options or grants rather than open-market transactions, suggesting that insiders are currently prioritizing compensation-based equity accumulation or tax-related liquidation over voluntary portfolio rebalancing.

From a microstructural perspective, the most significant liquidity event was a divestment by Cheong Wee Yee (Officer/Other), which accounts for a major share of the recent outflow. Continuous monitoring of these Tier-1 actors is essential, as their liquidity decisions often precede material corporate events or reflect an informed, asymmetric perspective on the future performance of PFG.

Volume_30D

$15.01M

USD NOMINAL VALUE
Active_Insiders

22

UNIQUE C-SUITE ENTITIES
Last_Entry

2026.06.26

ISO_8601 FORMAT
Loading chart...
Entity / TimelineMethodologyPositionNet Value
Mitchell H Elizabeth2026.06.26
ACQUISITION80$0
RIVERA ALFREDO2026.06.26
ACQUISITION117$0
Richer Clare Stack2026.06.26
ACQUISITION142$0
Pickerell Blair2026.06.26
ACQUISITION281$0
Nordin Diane C2026.06.26
ACQUISITION217$0
Muruzabal Claudio2026.06.26
ACQUISITION100$0
Mills Scott2026.06.26
ACQUISITION253$0
HOCHSCHILD ROGER C2026.06.26
ACQUISITION294$0
Carter Miller Jocelyn2026.06.26
ACQUISITION669$0
Beams Mary E.2026.06.26
ACQUISITION109$0
Auerbach Jonathan2026.06.26
ACQUISITION166$0
Pitz Joel2026.06.26
ACQUISITION234$0
Pitz Joel2026.06.26
ACQUISITION2$0
Bhatia Kamal2026.06.26
ACQUISITION430$0
LITTLEFIELD CHRISTOPHER J2026.06.26
ACQUISITION559$0
Kay Kathleen B2026.06.26
ACQUISITION398$0
Friedrich Amy Christine2026.06.26
ACQUISITION599$0
Cheong Wee Yee2026.06.26
ACQUISITION368$0
Agrawal Vivek2026.06.26
ACQUISITION234$0
STRABLE-SOETHOUT DEANNA D2026.06.26
ACQUISITION612$0
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Automated_Queries :: Frequently Asked Questions

>Is insider buying outweighing selling at PFG?

Open-market selling volume ($2.88M) currently exceeds buying volume ($0.00M), indicating net liquidation by insiders.

>Who is currently buying PFG stock?

Our algorithmic tracking of SEC Form 4 filings indicates no significant open-market buying activity by major executives for PFG in the recent reporting period.

>Are PFG insiders selling their shares?

Yes, we have tracked $2.88M in recent insider liquidations. The most notable recent seller is Cheong Wee Yee, who executed the largest single offload.

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SECTOR_PEERS :: Financial Services