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MARKET_TICKER: LPLA

LPLAInsider Trading & SEC Form 4 Analysis

Institutional analysis of internal capital flows based on SEC Form 4 filings.

Executive Sentiment
BEARISH
SOURCE: EDGAR_SYSTEMSTATUS: VERIFIED

Automated_Intelligence_Report :: LPLA

Algorithmic analysis of recent insider trading activity for LPLA reveals a bearish posture among the C-suite and board members. Based on the latest SEC Form 4 filings, we have tracked capital events executed by 17 distinct corporate insiders. The aggregate nominal exposure during this reporting cycle reached $11.38M.

Market dynamics show a negative net capital flow of $5.30M when isolating open-market purchases versus open-market sales. The trading volume is heavily weighted towards open-market executions, providing a clearer signal of insider conviction regarding current valuation levels compared to option-based equity grants.

From a microstructural perspective, the most significant liquidity event was a divestment by Cohen Marc Eliot (Officer/Other), which accounts for a major share of the recent outflow. Continuous monitoring of these Tier-1 actors is essential, as their liquidity decisions often precede material corporate events or reflect an informed, asymmetric perspective on the future performance of LPLA.

Volume_30D

$11.38M

USD NOMINAL VALUE
Active_Insiders

17

UNIQUE C-SUITE ENTITIES
Last_Entry

2026.04.15

ISO_8601 FORMAT
INITIALIZING_CHART_ENGINE...
Entity / TimelineMethodologyPositionNet Value
Audette Matthew J2026.04.15
DISPOSAL220$72,039
Audette Matthew J2026.04.15
DISPOSAL189$62,056.26
Audette Matthew J2026.04.15
DISPOSAL595$196,998.55
Audette Matthew J2026.04.15
DISPOSAL106$35,220.62
Audette Matthew J2026.04.14
DISPOSAL330$107,250
Audette Matthew J2026.04.14
DISPOSAL139$45,336.24
Thomas Corey E.2026.03.24
ACQUISITION7$0
Thomas Corey E.2026.03.24
ACQUISITION7$0
SCHIFTER RICHARD P2026.03.24
ACQUISITION19$0
SCHIFTER RICHARD P2026.03.24
ACQUISITION19$0
Putnam James S2026.03.24
ACQUISITION10$0
Mnookin Allison2026.03.24
ACQUISITION3$0
Glavin William Francis Jr2026.03.24
ACQUISITION15$0
Glavin William Francis Jr2026.03.24
ACQUISITION15$0
EBERHART PAULETT2026.03.24
ACQUISITION5$0
EBERHART PAULETT2026.03.24
ACQUISITION5$0
BERNARD EDWARD C2026.03.24
ACQUISITION4$0
BERNARD EDWARD C2026.03.24
ACQUISITION4$0
Cohen Marc Eliot2026.03.10
DISPOSAL1,088.211$337,040.83
Cohen Marc Eliot2026.03.10
DISPOSAL1,088.211$337,040.83
Cohen Marc Eliot2026.03.09
ACQUISITION2,212$171,496.36
Cohen Marc Eliot2026.03.09
DISPOSAL2,212$682,955
Cohen Marc Eliot2026.03.09
ACQUISITION2,212$171,496.36
Cohen Marc Eliot2026.03.09
DISPOSAL2,212$682,955
Jambusaria Aneri2026.03.02
DISPOSAL308$94,248
Jambusaria Aneri2026.03.02
DISPOSAL308$94,248
Enyedi Matthew2026.02.26
DISPOSAL463$147,409.94
Enyedi Matthew2026.02.26
DISPOSAL628$200,570.64
Enyedi Matthew2026.02.26
DISPOSAL666$213,779.34
Enyedi Matthew2026.02.26
DISPOSAL169$54,374.06
Enyedi Matthew2026.02.26
DISPOSAL183$59,057.76
Enyedi Matthew2026.02.26
DISPOSAL463$147,409.94
Enyedi Matthew2026.02.26
DISPOSAL628$200,570.64
Enyedi Matthew2026.02.26
DISPOSAL666$213,779.34
Enyedi Matthew2026.02.26
DISPOSAL169$54,374.06
Enyedi Matthew2026.02.26
DISPOSAL183$59,057.76
Audette Matthew J2026.02.26
DISPOSAL348$110,841.48
Audette Matthew J2026.02.26
DISPOSAL274$87,493.68
Audette Matthew J2026.02.26
DISPOSAL506$162,446.24
Audette Matthew J2026.02.26
DISPOSAL453$145,933.95
Audette Matthew J2026.02.26
DISPOSAL348$110,841.48
Audette Matthew J2026.02.26
DISPOSAL274$87,493.68
Audette Matthew J2026.02.26
DISPOSAL506$162,446.24
Audette Matthew J2026.02.26
DISPOSAL453$145,933.95
Steinmeier Richard2026.02.25
ACQUISITION2,255$0
Steinmeier Richard2026.02.25
ACQUISITION2,619$834,072.93
Steinmeier Richard2026.02.25
ACQUISITION10,526$0
Steinmeier Richard2026.02.25
ACQUISITION2,255$0
Steinmeier Richard2026.02.25
ACQUISITION2,619$834,072.93
Steinmeier Richard2026.02.25
ACQUISITION10,526$0
Reeping Katharine2026.02.25
ACQUISITION81$0
Reeping Katharine2026.02.25
ACQUISITION212$67,515.64
Reeping Katharine2026.02.25
ACQUISITION373$0
Reeping Katharine2026.02.25
ACQUISITION81$0
Reeping Katharine2026.02.25
ACQUISITION212$67,515.64
Reeping Katharine2026.02.25
ACQUISITION373$0
Morningstar Matthew2026.02.25
ACQUISITION1,122$0
Morningstar Matthew2026.02.25
ACQUISITION1,122$0
Jambusaria Aneri2026.02.25
ACQUISITION942$0
Jambusaria Aneri2026.02.25
ACQUISITION715$227,706.05
Jambusaria Aneri2026.02.25
ACQUISITION1,302$0
Jambusaria Aneri2026.02.25
ACQUISITION942$0
Jambusaria Aneri2026.02.25
ACQUISITION715$227,706.05
Jambusaria Aneri2026.02.25
ACQUISITION1,302$0
Gates Greg2026.02.25
ACQUISITION1,856$0
Gates Greg2026.02.25
ACQUISITION1,293$411,781.71
Gates Greg2026.02.25
ACQUISITION2,774$0
Gates Greg2026.02.25
ACQUISITION2,807$0
Gates Greg2026.02.25
ACQUISITION1,856$0
Gates Greg2026.02.25
ACQUISITION1,293$411,781.71
Gates Greg2026.02.25
ACQUISITION2,774$0
Gates Greg2026.02.25
ACQUISITION2,807$0
Field Emily2026.02.25
ACQUISITION1,122$0
Field Emily2026.02.25
ACQUISITION1,122$0
Enyedi Matthew2026.02.25
ACQUISITION1,799$0
Enyedi Matthew2026.02.25
ACQUISITION1,333$424,520.51
Enyedi Matthew2026.02.25
ACQUISITION2,176$0
Enyedi Matthew2026.02.25
ACQUISITION1,799$0
Enyedi Matthew2026.02.25
ACQUISITION1,333$424,520.51
Enyedi Matthew2026.02.25
ACQUISITION2,176$0
Cohen Marc Eliot2026.02.25
ACQUISITION537$0
Cohen Marc Eliot2026.02.25
ACQUISITION483$153,821.01
Cohen Marc Eliot2026.02.25
ACQUISITION1,403$0
Cohen Marc Eliot2026.02.25
ACQUISITION537$0
Cohen Marc Eliot2026.02.25
ACQUISITION483$153,821.01
Cohen Marc Eliot2026.02.25
ACQUISITION1,403$0
Audette Matthew J2026.02.25
ACQUISITION2,152$0
Audette Matthew J2026.02.25
ACQUISITION2,351$748,722.97
Audette Matthew J2026.02.25
ACQUISITION6,624$0
Audette Matthew J2026.02.25
ACQUISITION2,152$0
Audette Matthew J2026.02.25
ACQUISITION2,351$748,722.97
Audette Matthew J2026.02.25
ACQUISITION6,624$0
Khanna Somesh2026.02.02
ACQUISITION139$0
Khanna Somesh2026.02.02
ACQUISITION139$0
SCHIFTER RICHARD P2025.12.31
ACQUISITION1,145.263$0
SCHIFTER RICHARD P2025.12.31
ACQUISITION1,145.263$0
Morningstar Matthew2025.12.09
ACQUISITION1,715$0
Morningstar Matthew2025.12.09
ACQUISITION1,715$0
Steinmeier Richard2025.12.05
DISPOSAL332$121,863.92
Steinmeier Richard2025.12.05
DISPOSAL183$67,459.29
Entity / TimelineMethodologyPositionNet Value
Audette Matthew J2026.04.15
DISPOSAL220$72,039
Audette Matthew J2026.04.15
DISPOSAL189$62,056.26
Audette Matthew J2026.04.15
DISPOSAL595$196,998.55
Audette Matthew J2026.04.15
DISPOSAL106$35,220.62
Audette Matthew J2026.04.14
DISPOSAL330$107,250
Audette Matthew J2026.04.14
DISPOSAL139$45,336.24
Thomas Corey E.2026.03.24
ACQUISITION7$0
Thomas Corey E.2026.03.24
ACQUISITION7$0
SCHIFTER RICHARD P2026.03.24
ACQUISITION19$0
SCHIFTER RICHARD P2026.03.24
ACQUISITION19$0
Putnam James S2026.03.24
ACQUISITION10$0
Mnookin Allison2026.03.24
ACQUISITION3$0
Glavin William Francis Jr2026.03.24
ACQUISITION15$0
Glavin William Francis Jr2026.03.24
ACQUISITION15$0
EBERHART PAULETT2026.03.24
ACQUISITION5$0
EBERHART PAULETT2026.03.24
ACQUISITION5$0
BERNARD EDWARD C2026.03.24
ACQUISITION4$0
BERNARD EDWARD C2026.03.24
ACQUISITION4$0
Cohen Marc Eliot2026.03.10
DISPOSAL1,088.211$337,040.83
Cohen Marc Eliot2026.03.10
DISPOSAL1,088.211$337,040.83
Cohen Marc Eliot2026.03.09
ACQUISITION2,212$171,496.36
Cohen Marc Eliot2026.03.09
DISPOSAL2,212$682,955
Cohen Marc Eliot2026.03.09
ACQUISITION2,212$171,496.36
Cohen Marc Eliot2026.03.09
DISPOSAL2,212$682,955
Jambusaria Aneri2026.03.02
DISPOSAL308$94,248
Jambusaria Aneri2026.03.02
DISPOSAL308$94,248
Enyedi Matthew2026.02.26
DISPOSAL463$147,409.94
Enyedi Matthew2026.02.26
DISPOSAL628$200,570.64
Enyedi Matthew2026.02.26
DISPOSAL666$213,779.34
Enyedi Matthew2026.02.26
DISPOSAL169$54,374.06
Enyedi Matthew2026.02.26
DISPOSAL183$59,057.76
Enyedi Matthew2026.02.26
DISPOSAL463$147,409.94
Enyedi Matthew2026.02.26
DISPOSAL628$200,570.64
Enyedi Matthew2026.02.26
DISPOSAL666$213,779.34
Enyedi Matthew2026.02.26
DISPOSAL169$54,374.06
Enyedi Matthew2026.02.26
DISPOSAL183$59,057.76
Audette Matthew J2026.02.26
DISPOSAL348$110,841.48
Audette Matthew J2026.02.26
DISPOSAL274$87,493.68
Audette Matthew J2026.02.26
DISPOSAL506$162,446.24
Audette Matthew J2026.02.26
DISPOSAL453$145,933.95
Audette Matthew J2026.02.26
DISPOSAL348$110,841.48
Audette Matthew J2026.02.26
DISPOSAL274$87,493.68
Audette Matthew J2026.02.26
DISPOSAL506$162,446.24
Audette Matthew J2026.02.26
DISPOSAL453$145,933.95
Steinmeier Richard2026.02.25
ACQUISITION2,255$0
Steinmeier Richard2026.02.25
ACQUISITION2,619$834,072.93
Steinmeier Richard2026.02.25
ACQUISITION10,526$0
Steinmeier Richard2026.02.25
ACQUISITION2,255$0
Steinmeier Richard2026.02.25
ACQUISITION2,619$834,072.93
Steinmeier Richard2026.02.25
ACQUISITION10,526$0
Reeping Katharine2026.02.25
ACQUISITION81$0
Reeping Katharine2026.02.25
ACQUISITION212$67,515.64
Reeping Katharine2026.02.25
ACQUISITION373$0
Reeping Katharine2026.02.25
ACQUISITION81$0
Reeping Katharine2026.02.25
ACQUISITION212$67,515.64
Reeping Katharine2026.02.25
ACQUISITION373$0
Morningstar Matthew2026.02.25
ACQUISITION1,122$0
Morningstar Matthew2026.02.25
ACQUISITION1,122$0
Jambusaria Aneri2026.02.25
ACQUISITION942$0
Jambusaria Aneri2026.02.25
ACQUISITION715$227,706.05
Jambusaria Aneri2026.02.25
ACQUISITION1,302$0
Jambusaria Aneri2026.02.25
ACQUISITION942$0
Jambusaria Aneri2026.02.25
ACQUISITION715$227,706.05
Jambusaria Aneri2026.02.25
ACQUISITION1,302$0
Gates Greg2026.02.25
ACQUISITION1,856$0
Gates Greg2026.02.25
ACQUISITION1,293$411,781.71
Gates Greg2026.02.25
ACQUISITION2,774$0
Gates Greg2026.02.25
ACQUISITION2,807$0
Gates Greg2026.02.25
ACQUISITION1,856$0
Gates Greg2026.02.25
ACQUISITION1,293$411,781.71
Gates Greg2026.02.25
ACQUISITION2,774$0
Gates Greg2026.02.25
ACQUISITION2,807$0
Field Emily2026.02.25
ACQUISITION1,122$0
Field Emily2026.02.25
ACQUISITION1,122$0
Enyedi Matthew2026.02.25
ACQUISITION1,799$0
Enyedi Matthew2026.02.25
ACQUISITION1,333$424,520.51
Enyedi Matthew2026.02.25
ACQUISITION2,176$0
Enyedi Matthew2026.02.25
ACQUISITION1,799$0
Enyedi Matthew2026.02.25
ACQUISITION1,333$424,520.51
Enyedi Matthew2026.02.25
ACQUISITION2,176$0
Cohen Marc Eliot2026.02.25
ACQUISITION537$0
Cohen Marc Eliot2026.02.25
ACQUISITION483$153,821.01
Cohen Marc Eliot2026.02.25
ACQUISITION1,403$0
Cohen Marc Eliot2026.02.25
ACQUISITION537$0
Cohen Marc Eliot2026.02.25
ACQUISITION483$153,821.01
Cohen Marc Eliot2026.02.25
ACQUISITION1,403$0
Audette Matthew J2026.02.25
ACQUISITION2,152$0
Audette Matthew J2026.02.25
ACQUISITION2,351$748,722.97
Audette Matthew J2026.02.25
ACQUISITION6,624$0
Audette Matthew J2026.02.25
ACQUISITION2,152$0
Audette Matthew J2026.02.25
ACQUISITION2,351$748,722.97
Audette Matthew J2026.02.25
ACQUISITION6,624$0
Khanna Somesh2026.02.02
ACQUISITION139$0
Khanna Somesh2026.02.02
ACQUISITION139$0
SCHIFTER RICHARD P2025.12.31
ACQUISITION1,145.263$0
SCHIFTER RICHARD P2025.12.31
ACQUISITION1,145.263$0
Morningstar Matthew2025.12.09
ACQUISITION1,715$0
Morningstar Matthew2025.12.09
ACQUISITION1,715$0
Steinmeier Richard2025.12.05
DISPOSAL332$121,863.92
Steinmeier Richard2025.12.05
DISPOSAL183$67,459.29

Automated_Queries :: Frequently Asked Questions

>Who is currently buying LPLA stock?

Our algorithmic tracking of SEC Form 4 filings indicates no significant open-market buying activity by major executives for LPLA in the recent reporting period.

>Are LPLA insiders selling their shares?

Yes, we have tracked $5.30M in recent insider liquidations. The most notable recent seller is Cohen Marc Eliot, who executed the largest single offload.

>What is the overall insider sentiment for LPLA?

The short-term structural capital flow indicates a BEARISH sentiment, with a net flow of $5.30M generated by 17 active C-Suite entities.

SECTOR_PEERS :: Financial Services

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